Development and validation of a reinforcement learning algorithm to dynamically optimize mechanical ventilation in critical care

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作者
Arne Peine
Ahmed Hallawa
Johannes Bickenbach
Guido Dartmann
Lejla Begic Fazlic
Anke Schmeink
Gerd Ascheid
Christoph Thiemermann
Andreas Schuppert
Ryan Kindle
Leo Celi
Gernot Marx
Lukas Martin
机构
[1] University Hospital RWTH Aachen,Department of Intensive Care and Intermediate Care
[2] Chair for Integrated Signal Processing Systems,William Harvey Research Institute
[3] RWTH Aachen University,Joint Research Center for Computational Biomedicine
[4] Environmental Campus Birkenfeld,Laboratory for Computational Physiology
[5] Trier University of Applied Sciences,Division of Pulmonary, Critical Care and Sleep Medicine
[6] Research Area Information Theory and Systematic Design of Communication Systems,Department of Biostatistics Harvard T.H
[7] RWTH Aachen University,undefined
[8] Queen Mary University London,undefined
[9] RWTH Aachen University,undefined
[10] Harvard–MIT Division of Health Sciences & Technology,undefined
[11] Beth Israel Deaconess Medical Center,undefined
[12] Chan School of Public Health,undefined
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The aim of this work was to develop and evaluate the reinforcement learning algorithm VentAI, which is able to suggest a dynamically optimized mechanical ventilation regime for critically-ill patients. We built, validated and tested its performance on 11,943 events of volume-controlled mechanical ventilation derived from 61,532 distinct ICU admissions and tested it on an independent, secondary dataset (200,859 ICU stays; 25,086 mechanical ventilation events). A patient “data fingerprint” of 44 features was extracted as multidimensional time series in 4-hour time steps. We used a Markov decision process, including a reward system and a Q-learning approach, to find the optimized settings for positive end-expiratory pressure (PEEP), fraction of inspired oxygen (FiO2) and ideal body weight-adjusted tidal volume (Vt). The observed outcome was in-hospital or 90-day mortality. VentAI reached a significantly increased estimated performance return of 83.3 (primary dataset) and 84.1 (secondary dataset) compared to physicians’ standard clinical care (51.1). The number of recommended action changes per mechanically ventilated patient constantly exceeded those of the clinicians. VentAI chose 202.9% more frequently ventilation regimes with lower Vt (5–7.5 mL/kg), but 50.8% less for regimes with higher Vt (7.5–10 mL/kg). VentAI recommended 29.3% more frequently PEEP levels of 5–7 cm H2O and 53.6% more frequently PEEP levels of 7–9 cmH2O. VentAI avoided high (>55%) FiO2 values (59.8% decrease), while preferring the range of 50–55% (140.3% increase). In conclusion, VentAI provides reproducible high performance by dynamically choosing an optimized, individualized ventilation strategy and thus might be of benefit for critically ill patients.
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