CHANGES IN REGULATION OF INVESTMENT ADVICE

被引：0

|

作者：

NORBY, WC ^{[1
]}

机构：

[1] DUFF ANDERSON & CLARK INC,CHICAGO,IL 60600

来源：

BUSINESS LAWYER | 1974年 / 29卷

关键词：

D O I：

暂无

中图分类号：

D9 [法律]; DF [法律];

学科分类号：

0301 ;

摘要：

引用

收藏

页码：97 / 102

页数：6

相关论文

共 50 条

[1] THE REGULATION OF INVESTMENT ADVICE - SUBSCRIPTION ADVISORS AND FIDUCIARY DUTIES
NICKSON, CG
[J]. MICHIGAN LAW REVIEW, 1965, 63 (07) : 1220 - 1239
[2] INVESTMENT ADVICE
Sedgwick, R. Minturn
[J]. HARVARD BUSINESS REVIEW, 1930, 8 (04) : 468 - 473
[3] INVESTMENT ADVICE
HEROLD, EW
[J]. IEEE SPECTRUM, 1979, 16 (11) : 11 - 11
[4] THE PROBLEMS with investment advice
Valentine, Tom
[J]. JASSA-THE FINSIA JOURNAL OF APPLIED FINANCE, 2013, (04): : 42 - 46
[5] Is conflicted investment advice better than no advice?
Chalmers, John
Reuter, Jonathan
[J]. JOURNAL OF FINANCIAL ECONOMICS, 2020, 138 (02) : 366 - 387
[6] Investment Advice for Professional Men
Dulan, Harold A.
[J]. JOURNAL OF FINANCE, 1953, 8 (01): : 78 - 79
[7] Investment Advice for Professional Men
Burrell, O. K.
[J]. ACCOUNTING REVIEW, 1952, 27 (03): : 413 - 413
[8] Investment competence and advice seeking
Bachmann, Kremena
Hens, Thorsten
[J]. JOURNAL OF BEHAVIORAL AND EXPERIMENTAL FINANCE, 2015, 6 : 27 - 41
[9] Policy advice as an investment problem
Heine, K
Mause, K
[J]. KYKLOS, 2004, 57 (03) : 403 - 427
[10] INVESTMENT ADVICE AND FRAUD RULES
LEAVELL, RN
[J]. MICHIGAN LAW REVIEW, 1967, 65 (08) : 1569 - 1610

← 1 2 3 4 5 →