In Situ Lumbar Facet Capsular Ligament Strains Due to Joint Pressure and Residual Strain

The lumbar facet capsular ligament, which surrounds and limits the motion of each facet joint in the lumbar spine, has been recognized as being mechanically significant and has been the subject of multiple mechanical characterization studies in the past. Those studies, however, were performed on isolated tissue samples and thus could not assess the mechanical state of the ligament in vivo, where the constraints of attachment to rigid bone and the force of the joint pressure lead to nonzero strain even when the spine is not loaded. In this work, we quantified these two effects using cadaveric lumbar spines (five spines, 20 total facet joints harvested from L2 to L5). The effect of joint pressure was measured by injecting saline into the joint space and tracking the 3D capsule surface motion via digital image correlation, and the prestrain due to attachment was measured by dissecting a large section of the tissue from the bone and by tracking the motion between the on-bone and free states. We measured joint pressures of roughly 15-40 kPa and local first principal strains of up to 25-50% when 0.3 mL of saline was injected into the joint space; the subsequent increase in pressure and strain were more modest for further increases in injection volume, possibly due to leakage of fluid from the joint. The largest stretches were in the bone-to-bone direction in the portions of the ligament spanning the joint space. When the ligament was released from the vertebrae, it shrank by an average of 4-5%, with local maximum (negative) principal strain values of up to 30%, on average. Based on these measurements and previous tests on isolated lumbar facet capsular ligaments, we conclude that the normal in vivo state of the facet capsular ligament is in tension, and that the collagen in the ligament is likely uncrimped even when the spine is not loaded.