Multi-Objective Optimization and Characterization of Pareto Points for Scalable Coding

In this paper, we formulated the optimal bit-allocation problem for a scalable codec for images/videos as a graph-based constrained vector-valued optimization problem with many optimal solutions, which are referred to as Pareto points. Pareto points are generally derived using weighted sum scalarization; however, it has yet to be determined whether all Pareto points can be derived using this approach. This paper addresses this issue. When presented as a theorem, our results indicate that as long as the rate-distortion function of each resolution is strictly decreasing and convex and the Pareto points form a continuous curve, then all Pareto points can be derived using scalarization. The theorem is verified using the state-of-the-art scalable coding method H.264/SVC and a scalability extension of High Efficiency Video Coding (HEVC). We highlight a number of easily interpretable Pareto points that represent a good trade-off between candidate resolutions. The proximity point is defined as the Pareto point closest to the ideal performance for each resolution. We also model the Pareto points as a function of total bit rate and demonstrate that the Pareto points at other target bit rates can be predicted.