The fundamentals of Rule 10b5-1: A practical guide to understanding the new SEC rule that permits corporate insiders to buy and sell securities pursuant to prearranged trading plans

被引：0

作者：

Kelson, M

Myaskovsky, E

机构：

来源：

SECURITIES REGULATION LAW JOURNAL | 2001年 / 29卷 / 03期

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D O I：

暂无

中图分类号：

D9 [法律]; DF [法律];

学科分类号：

0301 ;

摘要：

The authors discuss Rule 10b5-1 that creates au instrument by which corporate insiders can trade in their company's securities without fear of future liability for violations of federal laws. They analyze the benefits and the pitfalls attached to this Rule.

引用

页码：275 / 285

页数：11

共 6 条

[1] SEC Rule 10b5-1 and Rule 10b5-1 trading plans (Revisited)
Barron, RA
[J]. SECURITIES REGULATION LAW JOURNAL, 2001, 29 (03): : 298 - 305
[2] Some comments on SEC Rule 10b5-1 and Rule 10b5-1 trading plans
Barron, RA
[J]. SECURITIES REGULATION LAW JOURNAL, 2001, 29 (02): : 218 - 226
[3] Rule 10b5-1 Trading Plans and Insiders' Incentive to Misrepresent
Veliotis, Stanley
[J]. AMERICAN BUSINESS LAW JOURNAL, 2010, 47 (02) : 313 - 359
[4] SEC Rule 10b5-1 and Insiders' Strategic Trade
Jagolinzer, Alan D.
[J]. MANAGEMENT SCIENCE, 2009, 55 (02) : 224 - 239
[5] Cancellable Insider Trading Plans: An Analysis of SEC Rule 10b5-1
Lenkey, Stephen L.
[J]. REVIEW OF FINANCIAL STUDIES, 2019, 32 (12): : 4947 - 4996
[6] Insiders' Sales Under Rule 10b5-1 Plans and Meeting or Beating Earnings Expectations
Shon, John
Veliotis, Stanley
[J]. MANAGEMENT SCIENCE, 2013, 59 (09) : 1988 - 2002

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