This paper focuses on the monotone missing data patterns produced by dropouts and presents a review of the statistical literature on approaches for handling dropouts in longitudinal clinical trials. A variety of ad hoc procedures for handling dropouts are widely used. The rationale for many of these procedures is not well-founded and they can result in biased estimates of treatment comparisons. A fundamentally difficult problem arises when the probability of dropout is thought to be related to the specific value that in principle should have been obtained; this is often referred to as informative or non-ignorable dropout. Joint models for the longitudinal outcomes and the dropout times have been proposed in order to make corrections for non-ignorable dropouts. Two broad classes of joint models are reviewed: selection models and pattern-mixture models. Finally, when there are dropouts in a longitudinal clinical trial the goals of the analysis need to be clearly specified. In this paper we review the main distinctions between a "pragmatic" and an "explanatory" analysis. We note that many of the procedures for handling dropouts that are widely used in practice come closest to producing an explanatory rather than a pragmatic analysis.
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Univ Toledo, Judith Herb Coll Educ, Herb Innovat Ctr, Toledo, OH USACincinnati Childrens Hosp Med Ctr, Div Behav Med & Clin Psychol, Cincinnati, OH USA
Toland, Michael
Harrison, Heather
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Cincinnati Childrens Hosp Med Ctr, Div Behav Med & Clin Psychol, Cincinnati, OH USA
Univ Cincinnati, Coll Med, Dept Pediat, Cincinnati, OH USACincinnati Childrens Hosp Med Ctr, Div Behav Med & Clin Psychol, Cincinnati, OH USA
机构:
Univ Iowa, Dept Psychiat, Carver Coll Med, Iowa City, IA 52240 USA
Univ Iowa, Dept Biostat, Coll Publ Hlth, Iowa City, IA 52240 USA
Univ Iowa, Iowa Consortium Subst Abuse Res & Evaluat, Iowa City, IA 52240 USAUniv Iowa, Dept Psychiat, Carver Coll Med, Iowa City, IA 52240 USA
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US FDA, Div Biometr 1, Off Biostat, Off Translat Sci,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 21, Silver Spring, MD 20993 USAUS FDA, Div Biometr 1, Off Biostat, Off Translat Sci,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 21, Silver Spring, MD 20993 USA
Zhong, Jinglin
Khin, Ni A.
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US FDA, Div Clin Compliance Evaluat, Off Sci Invest, Off Compliance,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 51, Silver Spring, MD 20993 USAUS FDA, Div Biometr 1, Off Biostat, Off Translat Sci,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 21, Silver Spring, MD 20993 USA
Khin, Ni A.
Yang, Peiling
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US FDA, Div Biometr 1, Off Biostat, Off Translat Sci,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 21, Silver Spring, MD 20993 USAUS FDA, Div Biometr 1, Off Biostat, Off Translat Sci,Ctr Drug Evaluat & Res, 10903 New Hampshire Ave,Bldg 21, Silver Spring, MD 20993 USA