SEC's Rules Implementing Dodd-Frank's Bounty Provisions Provide Whistleblowers with a Dangerous Weapon

被引：0
|
作者：
Pearlman, Steven J. [1 ]
Mertineit, Dawn [1 ]
机构：
[1] Seyfarth Shaw LLP, Natl SOX Whistleblower Team, Chicago, IL 60603 USA
来源：
SECURITIES REGULATION LAW JOURNAL | 2011年 / 39卷 / 02期
关键词：
D O I：
暂无
中图分类号：
D9 [法律]; DF [法律];
学科分类号：
0301 ;
摘要：
引用
收藏
页码：141 / 146
页数：6
相关论文
共 21 条
  • [1] The Dodd-Frank Act's New Federalism
    Wutscher, Ralph T.
    Beam, David L.
    [J]. BUSINESS LAWYER, 2011, 66 (02): : 519 - 528
  • [2] A Primer on Dodd-Frank's Title VIII
    Baker, C.
    [J]. FIRST GREAT FINANCIAL CRISIS OF THE 21ST CENTURY: A RETROSPECTIVE, 2016, 9 : 283 - 298
  • [3] Reforming Dodd-Frank from the Whistleblower's Vantage
    Evans, Justin W.
    Sipe, Stephanie R.
    Inman, Mary
    Gonzalez, Carolina
    [J]. AMERICAN BUSINESS LAW JOURNAL, 2021, 58 (03) : 453 - 523
  • [4] The Dodd-Frank Act and SEC Enforcement-The Significant Expansions and Remaining Limitations on the SEC's Enforcement Scope and Arsenal
    Rawicki, Bennett
    [J]. SECURITIES REGULATION LAW JOURNAL, 2013, 41 (01): : 35 - 76
  • [5] The Enduring Legacy of the Dodd-Frank Act's Derivatives Reforms
    Tarbert, Heath P.
    [J]. JOURNAL OF FINANCIAL REGULATION, 2020, 6 (02) : 159 - 171
  • [6] A Tale of Two Enforcement Venues: Determinants and Consequences of the SEC's Choice of Enforcement Venue After the Dodd-Frank Act
    Zheng, Xin
    [J]. ACCOUNTING REVIEW, 2021, 96 (06): : 451 - 476
  • [7] THE CASE FOR AN FCPA EXCEPTION TO DODD-FRANK'S ANTI-RETALIATION PROVISION
    Huff, Kylie M.
    [J]. RUTGERS UNIVERSITY LAW REVIEW, 2016, 68 (02): : 867 - 903
  • [8] DODD-FRANK' S PROTECTIONS FOR SENIOR CITIZENS: AN IMPORTANT, YET INSUFFICIENT STEP
    Reiser, Julie Goldsmith
    Eisenkraft, Michael B.
    [J]. UNIVERSITY OF CINCINNATI LAW REVIEW, 2012, 81 (02) : 521 - 549
  • [9] The Dodd-Frank Act's non-uniform regulatory impact on the banking industry
    Dolar, Burak
    Dale, Ben
    [J]. JOURNAL OF BANKING REGULATION, 2020, 21 (02) : 188 - 195
  • [10] DODD-FRANK'S SAY ON PAY: WILL IT LEAD TO A GREATER ROLE FOR SHAREHOLDERS IN CORPORATE GOVERNANCE?
    Thomas, Randall S.
    Palmiter, Alan R.
    Cotter, James E.
    [J]. CORNELL LAW REVIEW, 2012, 97 (05) : 1213 - 1266
123