Identification and estimation of causal effects with outcomes truncated by death

被引:23
|
作者
Wang, Linbo [1 ]
Zhou, Xiao-Hua [2 ]
Richardson, Thomas S. [3 ]
机构
[1] Harvard Sch Publ Hlth, Dept Biostat, 677 Huntington Ave, Boston, MA 02115 USA
[2] Univ Washington, Dept Biostat, Seattle, WA 98195 USA
[3] Univ Washington, Dept Stat, Seattle, WA 98195 USA
基金
美国国家卫生研究院;
关键词
Causal inference; Instrumental variable; Model parameterization; Principal stratification; Survivor average causal effect; HIV VACCINE TRIALS; PRINCIPAL STRATIFICATION; SENSITIVITY-ANALYSIS; POST-RANDOMIZATION; INFERENCE; IDENTIFIABILITY; NONCOMPLIANCE; MORTALITY; BOUNDS;
D O I
10.1093/biomet/asx034
中图分类号
Q [生物科学];
学科分类号
07 ; 0710 ; 09 ;
摘要
It is common in medical studies that the outcome of interest is truncated by death, meaning that a subject has died before the outcome could be measured. In this case, restricted analysis among survivors may be subject to selection bias. Hence, it is of interest to estimate the survivor average causal effect, defined as the average causal effect among the subgroup consisting of subjects who would survive under either exposure. In this paper, we consider the identification and estimation problems of the survivor average causal effect. We propose to use a substitution variable in place of the latent membership in the always-survivor group. The identification conditions required for a substitution variable are conceptually similar to conditions for a conditional instrumental variable, and may apply to both randomized and observational studies. We show that the survivor average causal effect is identifiable with use of such a substitution variable, and propose novel model parameterizations for estimation of the survivor average causal effect under our identification assumptions. Our approaches are illustrated via simulation studies and a data analysis.
引用
收藏
页码:597 / 612
页数:16
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