SEC v. CAPITAL GAINS RESEARCH BUREAU AND THE INVESTMENT ADVISERS ACT OF 1940

被引：0

作者：

Laby, Arthur B. ^{[1
]}

机构：

[1] Rutgers State Univ, Sch Law, Camden, NJ 08102 USA

来源：

BOSTON UNIVERSITY LAW REVIEW | 2011年 / 91卷 / 03期

关键词：

FIDUCIARY OBLIGATION; LAW; VAGUENESS;

D O I：

暂无

中图分类号：

D9 [法律]; DF [法律];

学科分类号：

0301 ;

摘要：

引用

页码：1051 / 1104

页数：54

共 41 条

[1] THE INVESTMENT ADVISERS ACT OF 1940
Wilsey, H. Lawrence
[J]. JOURNAL OF FINANCE, 1949, 4 (04): : 286 - 297
[2] THE INVESTMENT ADVISERS ACT OF 1940
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[J]. VANDERBILT LAW REVIEW, 1947, 1 (01) : 68 - 92
[3] An Introduction to the Investment Advisers Act of 1940
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[J]. JOURNAL OF ALTERNATIVE INVESTMENTS, 2005, 7 (04): : 92 - 97
[4] THE EFFECTS OF LOWE ON THE APPLICATION OF THE INVESTMENT ADVISERS ACT OF 1940 TO IMPERSONAL INVESTMENT ADVISORY PUBLICATIONS
LEE, LM
[J]. BUSINESS LAWYER, 1987, 42 (02): : 507 - 551
[5] Capital Gains v. Ordinary Income
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[J]. TAXES-THE TAX MAGAZINE, 1952, 30 (07): : 574 - 586
[6] THE ASSIGNMENT OF CLAIMS ACT OF 1940 ASSIGNTEE v. SURETY
不详
[J]. UNIVERSITY OF CHICAGO LAW REVIEW, 1952, 20 (01): : 119 - 137
[7] ARE ROBOTS GOOD FIDUCIARIES? REGULATING ROBO-ADVISORS UNDER THE INVESTMENT ADVISERS ACT OF 1940
Ji, Megan
[J]. COLUMBIA LAW REVIEW, 2017, 117 (06) : 1543 - 1583
[8] SECURITIES - INVESTMENT ADVISERS ACT OF 1940 - PRIVATE RIGHT OF ACTION FOR DAMAGES ALLOWED AGAINST AN INVESTMENT ADVISER AND HIS ACCOUNTANT
CONNORS, JE
[J]. FORDHAM LAW REVIEW, 1974, 43 (03) : 493 - 503
[9] PRIVATE RIGHTS OF ACTION AGAINST MUTUAL FUND INVESTMENT ADVISERS - AMENDED SECTION 36 OF 1940 ACT
不详
[J]. UNIVERSITY OF PENNSYLVANIA LAW REVIEW, 1971, 120 (01) : 143 - 164
[10] The Role of Academic Research in SEC Rulemaking: Evidence from Business Roundtable v. SEC
Geoffroy, Rachel
Lee, Heemin
[J]. JOURNAL OF ACCOUNTING RESEARCH, 2021, 59 (02) : 375 - 435

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