Scienter and Section 20(e): A New Consensus on Aiding and Abetting Liability in SEC Enforcement Actions

被引：0

作者：

Slovick, David S. ^{[1
]}

机构：

[1] Katten Muchin Rosenman LLP, Secur Litigat Grp, Chicago, IL USA

来源：

SECURITIES REGULATION LAW JOURNAL | 2008年 / 36卷 / 04期

关键词：

D O I：

暂无

中图分类号：

D9 [法律]; DF [法律];

学科分类号：

0301 ;

摘要：

引用

页码：317 / 326

页数：10

共 10 条

[1] SECONDARY LIABILITY UNDER THE COMMODITY EXCHANGE ACT - RESPONDEAT SUPERIOR, AIDING AND ABETTING, SUPERVISION, AND SCIENTER
MARKHAM, JW
MELTZER, ER
[J]. EMORY LAW JOURNAL, 1978, 27 (04) : 1115 - 1173
[2] SCIENTER AND SEC INJUNCTIVE ACTIONS UNDER SECURITIES ACT SECTION-17(A)
不详
[J]. IOWA LAW REVIEW, 1978, 63 (05) : 1248 - 1263
[3] SCIENTER REQUIREMENT IN SEC INJUNCTIVE ENFORCEMENT OF SECTION 10(B) AFTER ERNST AND ERNST V HOCHFELDER
BARTEL, PW
[J]. COLUMBIA LAW REVIEW, 1977, 77 (03) : 419 - 445
[4] LIABILITY FOR AIDING AND ABETTING VIOLATIONS OF RULE-10B-5 - THE RECKLESSNESS STANDARD IN CIVIL DAMAGE ACTIONS
MCDERMETT, DJ
[J]. TEXAS LAW REVIEW, 1984, 62 (06) : 1087 - 1114
[5] A COMPLICITY-DOCTRINE APPROACH TO SECTION-10(B) AIDING AND ABETTING CIVIL DAMAGES ACTIONS
VANGEL, JT
[J]. COLUMBIA LAW REVIEW, 1989, 89 (01) : 180 - 198
[6] RETHINKING JANUS: PRESERVING PRIMARY-PARTICIPANT LIABILITY IN SEC ANTIFRAUD ENFORCEMENT ACTIONS
Gaught, Greg
[J]. DUKE LAW JOURNAL, 2015, 65 (03) : 527 - 567
[7] Recent developments in government operations and liability - SEC enforcement actions against municipalities: Blaming the professionals no longer works
Tucker, DG
[J]. URBAN LAWYER, 2003, 35 (04): : 717 - 718
[8] A common field of vision: Municipal liability for state law enforcement and principles of federalism in section 1983 actions
Manley, Jessica R.
[J]. NORTHWESTERN UNIVERSITY LAW REVIEW, 2006, 100 (02) : 967 - 998
[9] RIGHTS AMONG WRONGDOERS - SEC ENFORCEMENT ACTIONS AND THE RIGHT TO CONTRIBUTION UNDER SECTION 10(B) AND RULE B-10-5
SMOLENSKY, NA
[J]. GEORGE WASHINGTON LAW REVIEW, 1995, 63 (03) : 444 - 465
[10] DEVELOPMENT OF OWNER-LIABILITY IN THE LAW OF MOTOR VEHICLES - PRINCIPAL STATUTORY MODIFICATIONS - NEW YORK HIGHWAY LAW, SECTION 282-E
Roth, William
[J]. NEW YORK UNIVERSITY LAW REVIEW, 1928, 5 (02) : 140 - 153

← 1 →