A guide to regression discontinuity designs in medical applications

被引:3
|
作者
Cattaneo, Matias D. [1 ]
Keele, Luke [2 ,4 ]
Titiunik, Rocio [3 ]
机构
[1] Princeton Univ, Dept Operat Res & Financial Engn, Princeton, NJ USA
[2] Univ Penn, Dept Surg, Philadelphia, PA USA
[3] Princeton Univ, Dept Polit, Princeton, NJ USA
[4] Univ Penn, Dept Surg, 3400 Spruce St, Philadelphia, PA 19104 USA
基金
美国国家卫生研究院; 美国国家科学基金会;
关键词
causal inference; natural experiments; regression discontinuity; CAUSAL-INFERENCE; RANDOMIZATION INFERENCE; INSTRUMENTAL VARIABLES; COHORT PROFILE; BIAS;
D O I
10.1002/sim.9861
中图分类号
Q [生物科学];
学科分类号
07 ; 0710 ; 09 ;
摘要
We present a practical guide for the analysis of regression discontinuity (RD) designs in biomedical contexts. We begin by introducing key concepts, assumptions, and estimands within both the continuity-based framework and the local randomization framework. We then discuss modern estimation and inference methods within both frameworks, including approaches for bandwidth or local neighborhood selection, optimal treatment effect point estimation, and robust bias-corrected inference methods for uncertainty quantification. We also overview empirical falsification tests that can be used to support key assumptions. Our discussion focuses on two particular features that are relevant in biomedical research: (i) fuzzy RD designs, which often arise when therapeutic treatments are based on clinical guidelines, but patients with scores near the cutoff are treated contrary to the assignment rule; and (ii) RD designs with discrete scores, which are ubiquitous in biomedical applications. We illustrate our discussion with three empirical applications: the effect CD4 guidelines for anti-retroviral therapy on retention of HIV patients in South Africa, the effect of genetic guidelines for chemotherapy on breast cancer recurrence in the United States, and the effects of age-based patient cost-sharing on healthcare utilization in Taiwan. Complete replication materials employing publicly available data and statistical software in Python, R and Stata are provided, offering researchers all necessary tools to conduct an RD analysis.
引用
收藏
页码:4484 / 4513
页数:30
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