Intention to treat and per protocol analyses: differences and similarities

被引:0
|
作者
Molero-Calafell, Javier [1 ,2 ,3 ]
Buron, Andrea [1 ,2 ,4 ,5 ]
Castells, Xavier [1 ,2 ,5 ,6 ]
Porta, Miquel [2 ,6 ,7 ,8 ,9 ]
机构
[1] Hosp Mar HMar, Dept Epidemiol & Evaluat, Barcelona, Spain
[2] Hosp Mar Res Inst IMIM, Barcelona, Spain
[3] HMar Pompeu Fabra Univ, Prevent Med & Publ Hlth Training Unit HMar UPF ASP, Agencia Salut Publ Barcelona, Barcelona, Spain
[4] Univ Pompeu Fabra, Dept Med & Life Sci, Barcelona, Spain
[5] Res Network Chron Primary Care & Prevent & Hlth Pr, Madrid, Spain
[6] Univ Autonoma Barcelona, Sch Med, Barcelona, Spain
[7] CIBER Epidemiol & Salud Publ, Barcelona, Spain
[8] NYU, Sch Med, Div Environm Pediat, New York, NY 10012 USA
[9] Univ North Carolina Chapel Hill, Gillings Sch Global Publ Hlth, Dept Epidemiol, Chapel Hill, NC 27599 USA
关键词
Randomized trials; Explanatory; pragmatic; Intention-to-treat (ITT) analysis; Per protocol (PP) analysis; Observational studies; Modern epidemiology; Methodology; Clinical research; Confounding; Bias; PER-PROTOCOL; TO-TREAT; TRIAL;
D O I
10.1016/j.jclinepi.2024.111457
中图分类号
R19 [保健组织与事业(卫生事业管理)];
学科分类号
摘要
Randomized trials can take more explanatory or more pragmatic approaches. Pragmatic studies, conducted closer to real-world conditions, assess treatment effectiveness while considering factors like protocol adherence. In these studies, intention-to-treat (ITT) analysis is fundamental, comparing outcomes regardless of the actual treatment received. Explanatory trials, conducted closer to optimal conditions, evaluate treatment efficacy, commonly with a per protocol (PP) analysis, which includes only outcomes from adherent participants. ITT and PP are strategies used in the conception, design, conduct (protocol execution), analysis, and interpretation of trials. Each serves distinct objectives. While both can be valid, when bias is controlled, and complementary, each has its own limitations. By excluding nonadherent participants, PP analyses can lose the benefits of randomization, resulting in group differences in factors (influencing adherence and outcomes) that were present at baseline. Additionally, clinical and social factors affecting adherence can also operate during follow-up, that is, after randomization. Therefore, incomplete adherence may introduce postrandomization confounding. Conversely, ITT analysis, including all participants regardless of adherence, may dilute treatment effects. Moreover, varying adherence levels could limit the applicability of ITT findings in settings with diverse adherence patterns. Both ITT and PP analyses can be affected by selection bias due to differential losses and nonresponse (ie, missing data) during follow-up. Combining high-quality and comprehensive data with advanced statistical methods, known as g-methods, like inverse probability weighting, may help address postrandomization confounding in PP analysis as well as selection bias in both ITT and PP analyses. (c) 2024 Elsevier Inc. All rights are reserved, including those for text and data mining, AI training, and similar technologies.
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